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Closed-end fund
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791	IM Information Update - DIVISION EXTENDS THE BENEFITS OF RULE 486(b) UNDER THE SECURITIES ACT OF 1933 TO ADDITIONAL CLOSED END FUNDS Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-12 13:41:43 Collective investment schemes Securities Shelf registration U.S. Securities and Exchange Commission Closed-end fund SEC filing Financial economics Investment Finance
792	April 22, 2014 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-23 15:33:17 Funds Financial markets Collective investment schemes Financial services Money market fund Mutual fund Closed-end fund Exchange-traded fund U.S. Securities and Exchange Commission Financial economics Investment Finance
793	September 8, 2009 Ms. Elizabeth M. Murphy Secretary United States Securities and Exchange Commission 100 F Street N.E. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-09-11 11:38:14 Funds Collective investment schemes Institutional investors Mutual fund Money market fund Net asset value Investment management Hedge fund Closed-end fund Financial economics Investment Financial services
794	Microsoft Word - _72201019___12__SSL 2a-7 Proposal Comment Letter.DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-09-11 14:24:48 Funds Collective investment schemes Institutional investors Mutual fund Net asset value Money market fund Investment management Financial adviser Closed-end fund Financial economics Investment Financial services
795	Independent Review Committee Report to Securityholders for the Year-Ended December 31, 2013 This Report to Securityholders is prepared and delivered by the Independent Review Committee (the “IRC”) for the First Asset Add to Reading List Source URL: www.firstasset.com Language: English - Date: 2014-03-21 16:11:21 Financial services Collective investment schemes Exchange-traded funds Independent Review Committee Mutual fund Index fund Closed-end fund Companies listed on the Toronto Stock Exchange Financial economics Investment Funds
796	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Absolute Shares Trust, et al.; Notice of Application June 12, 2014 Agency: Securities and Exchange Commission (“Commission”). A Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-13 08:09:55 Financial services Investment company Investment Company Act Investment Advisers Act Unit investment trust Exchange-traded fund Financial adviser Open-ended investment company Closed-end fund Financial economics Investment Funds
797	Microsoft Word - KS 2012 Holder reporting instructions Add to Reading List Source URL: www.kansasstatetreasurer.com Language: English - Date: 2012-09-10 11:38:03 Collective investment schemes Stock market Financial services Institutional investors Security Mutual fund Closed-end fund Stock Financial economics Investment Finance
798	ANNUAL INFORMATION FORM January 24, 2013 OFFERING SERIES A AND F UNITS OF: CAPITAL PRESERVATION FUND No securities regulatory authority has expressed an opinion about these units and it an offence Add to Reading List Source URL: www.globalgrowth.ca Language: English - Date: 2013-01-30 16:39:41 Financial services Collective investment schemes Institutional investors Net asset value Mutual fund Specialized investment fund Management fee Closed-end fund Hedge fund Financial economics Investment Funds
799	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; File No[removed]The Adams Express Company and Petroleum & Resources Corporation; Notice of Application December 13, 2012 Agency: Securitie Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-14 13:21:42 Collective investment schemes Funds Financial ratios Financial services Dividend Rate of return Petroleum & Resources Corporation Return of capital Closed-end fund Financial economics Investment Finance
800	April 8, 2014 Via electronic submission on www.sec.gov U.S. Securities and Exchange Commission Attn: Kevin O’Neil, Deputy Secretary 100 F Street, NE Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-10 15:32:10 Financial services Collective investment schemes Institutional investors Mutual fund Money market fund Investment Company Act U.S. Securities and Exchange Commission Closed-end fund Net asset value Financial economics Investment Funds

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